Section 100
of Securities Markets Order, 2013
Section 100
(2)
The application must be made in such manner as the Authority may direct and must be accompanied by-
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BRUNEI DARUSSALAM GOVERNMENT GAZETTE fa)
a copy of the applicant's regulations which must make provision for its constitution, membership, financial resources, safeguards for investors, monitoring and enforcement, expulsion, investigation of complaints, promotion and maintenance of standards, settlement of disputes, default regulations and appeals;
(b)
a copy of any guidance issued by the applicant which is intended to have continuing effect and is issued in writing or other durable medium;
(c)
such other information as the Authority may reasonably require for the purpose of determining the application; and
(d)
a non-refundable application fee, which shall be paid in the manner as specified by the Authority.
(3)
A self-regulating organisation which is granted recognition under this
Order is subject to the continuous supervision of the Authority and must ensure that it complies at all times with the requirements for initial recognition and any other continuing obligations under this Order.
(4)
The Authority shall grant recognition to a self-regulating organisation only if it is satisfied that both the organisation and its systems comply with the requirements of this Order and where it is in the interests of Brunei Darussalam to grant such a licence.
Supplemental information requirements.