Section 49
of Securities Markets Regulations, 2015
Subsidiary LegislationIn forceProvision 49 of 199
Section 49
Each holder of a capital markets services licence must assure that its auditor makes a report to the Authority at least annually on the adequacy of the measures taken by the holder of the capital markets services licence to comply with regulation 46 and any other regulations.
208
12th.
2015
Revocation of holder of capital markets services licence at its request.