Section 41
( 1)
of Securities Markets Regulations, 2015
Subsidiary LegislationIn forceProvision 41 of 199
Section 41
A holder of a capital markets services licence must comply with any conditions and restrictions as long as the capital markets services licence and the representative's licence remain valid. The Authority may impose additional conditions or restrictions on the holder of a capital markets services licence at the time of granting or renewing a capital markets services licence and a representative's licence.