Section 199

Without prejudice to any other provisions of this Order, where-

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{a} any holder of a capital markets services licence has contravened this Order, or any regulations made, or guidelines issued under this Order;

{b)

the interests of the clients of the holder of a capital markets services licence or the interests of debenture holders or unit holders are likely to be jeopardised, or are jeopardised;

{c}

any of the grounds exist for which the licence may not be granted or renewed, or in respect of which an approval may not be granted; or

{d} any of the grounds exist for which the licence may be revoked or suspended or any action which may be taken under any relevant provision, the Authority may take any one or more of the following actions, where relevant-