Section 113
of Securities Markets Order, 2013
Section 113
(ll The Authority may make regulations requiring a recognised self-regulating organisation to give it notice of the occurrence of such events relating to the organisation or its members as are specified in the regulations and such information in respect of those events as is so specified.
[2)
The Authority may make regulations requiring a recognised self-regulating organisation to furnish it at such times or in respect of such periods as are specified in th~ regulations with such information relating to the organisation or its members as is so specified.
(3)
The notices and information required to be given or furnished under subsections ( 1) and (2) shall be such as the Authority may reasonably require for the exercise of its functions under this Order.
(4)
Regulations under subsections (1) and (2) may require information to be given in a specified form and to be verified in a specified manner.
(5)
Any notice or information required to be given or furnished under subsections (1) and (2) shall be given in writing or in such other manner as the
Authority may determine.
(6)
Where a recognised self-regulating organisation amends, revokes or adds to its regulations or guidelines, it shall within 7 days give the Authority a notice in writing of the amendment, revocation or addition.
(7)
Contravention of, or of regulations under, this section is not an offence.
Complaints arrangements.