Section 1
Regulation
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Securities Markets (Fees) Regulations, 2015 is Brunei Subsidiary Legislation, cited as Subsidiary Legislation S4 2015, currently marked in force and first recorded in 2015.
Regulation
Citation.
Fees.
323
SECURITIES MARKETS ORDER, 2013
(S 59/2013)
12th. JANUARY, 2015
SECURITIES MARKETS (FEES) REGULATIONS, 2015
In exercise of the powers conferred by section 268 of the Securities Markets
Order, the Authority, with the approval of His Majesty the Sultan and Yang
Di-Pertuan, hereby makes the following Regulations-Citation.
1.
These Regulations may be cited as the Securities Markets (Fees) Regulations,
2015.
Fees.
2.
The fees for the specific matters are as specified in the Schedule.
Matter
Amount
Application 1.
Annual
Capital Markets Services Licence
each regulated activity
$500
$2000
additional regulated activity
$300
$2000
i 2. Capital Markets Services Representative
Licence
For each regulated activity
$100 3.
$100
i Collective Investment Scheme (CIS)/
$500
$100
I i
Fund
(for each umbrella i
(for each umbrella •
fund}
fund and for each
(domestic and recognised)
sub-fund)
$100
$100
(additional sub-
(additional sub-fund)
fund)
$50
CIS annual prospectus 324
12th.
2015
SCHEDULE - {Continued}
Matter
Amount
Application 4.
Annual
Market Operator
(domestic and recognised)
securities exchange
$1000
{bj clearing house
$1000
( c} trading facility
'$1000
{dj credit rating agency
$500 5.
$2000
Self-Regulating Organisations including
$1000
Central Securities Depository 6.
Institution
Miscellaneous
Notification of ANY changes in $50
particulars including-
amendments to the prospectus; and
Subsequent changes in registration statements
(public offering of securities)
7.
Registration statement for public
$500 8.
offering of securities
Copy of Statement of Code (Conduct
$10
and statements of principle)
9.
Copy of Statement of Policy
$10
Made this 21st. day of Rabiulawal, 1436 Hijriah corresponding to the 12th. day of January, 2015.
325
A WANG YUSOF BIN HJ ABD RAHMAN
Managing Director,
Autoriti Monetari Brunei Darussalam.
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